White Paper

Data Governance and Quality Control for Emerging Regulatory Imperatives

Impending regulations, following recent price manipulation investigations, will require trading firms to have new data governance and quality controls in place.
White Paper

How to Tackle the Challenges of GDPR

Financial institutions around the world are bracing themselves for the onset of the EU’s General Data Protection Regulation (GDPR), which introduces eye-watering financial penalties for firms failing...
White Paper

Breaking the EDM Mould

The regulatory drive for transparency across capital markets is pushing traditional enterprise data management (EDM) solutions, such as data warehouse platforms and extract, transform and load (ETL)...
White Paper

Preparing for MiFID II Data Requirements

Markets in Financial Instruments Directive II (MiFID II) is a wide-ranging regulation that aims to add transparency to Europe’s financial services sector in order to ensure investor protection and...
White Paper

Meeting the Complex Data Management Challenges of Shareholding Disclosures

Getting shareholder disclosure right has become a priority for financial institutions that are already required to monitor breaches of ownership thresholds that are used to protect sensitive...
White Paper

Harmonising the Approach to Regulatory Compliance

Regulatory compliance is key to financial institutions, but it can be costly and difficult to achieve in an environment where new regulations are constantly on the horizon and must be implemented...
White Paper

Building the Business Case for Joining the Reference Data Utility

The benefits of joining a reference data management utility include the ability to improve data quality, simplify complex data management infrastructures, meet constantly expanding and changing...
White Paper

Meeting the Data Challenge of AIFMD

The Alternative Investment Fund Management Directive (AIFMD) came into effect in 2013. Most financial institutions within its scope, particularly hedge funds and firms that service those funds, have...
White Paper

Navigating BCBS 239 and the New Stress-Testing Regime

Rigorous stress testing – and emerging regulations like Basel’s BCBS 239 – mean that the risk and finance functions can no longer act in isolation.
White Paper

Tracking bonds for Solvency II’s Matching Adjustment

How are you tracking bonds that are eligible for Solvency II’s Matching Adjustment (MA)?

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